| Unit 1 | Introduction to Securities |
| Unit 2 | Characteristics of Equities |
| Unit 3 | Characteristics of Other Securities |
| Unit 4 | Characteristics of Debt Instruments |
| Unit 5 | Basics of Mutual Funds |
| Unit 6 | SEBI’s Role and Relevant Regulations |
| Unit 7 | Public Offer of Securities -Features |
| Unit 8 | Private Placement of Shares |
| Unit 9 | Public Offer of Securities -Processes |
| Unit 11 | Depository Services |
| Unit 12 | Process related to Depositories |
| Unit 13 | Investor Servicing Processes |
| Unit 14 | Role of stock exchanges and other participants in the secondary market |