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Question 1 reset
In which market, securities are issued to investors for the first time?
Question 2 reset
Who are the major investors in government securities market in India?
Question 3 reset
The SLR and CRR rates are decided by which of the following regulatory bodies?
Question 4 reset
Derivatives in which of the underlying assets are allowed in the Indian Market?
Question 5 reset
The merchant banker leading a public offer is popularly known as the ‘Lead Manager’. State whether True or False.
Question 6 reset
As per the SEBI (Certification of Associated Persons in Securities Markets) Regulations, 2007, a certificate is valid for a period of ______ from the date of grant of certificate or revalidation as the case may be.
Question 7 reset
Which Act aims at prohibiting anti‐competitive agreements, abuse of dominant position by enterprises and regulates combinations (acquisition, acquiring of control and M&A), which causes or likely to cause an appreciable adverse effect on competition within India?
Question 8 reset
Who is a Qualified Institutional Buyer?
Question 9 reset
Which of the following ways are used by the Promoters to dilute/offload their holding in listed companies?
Question 10 reset
Under ASBA facility, investors apply in __________ by using their bank account.

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