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Question 1 reset
The sauda book of the register of transactions needs to be maintained by the broker for a period of 2 years.
Question 2 reset
Members Contract books showing details of all contracts entered by the broker needs to be maintained for 10 years as per the Rule 15 of SCRR.
Question 3 reset
Clearing members need to take membership with the
Question 4 reset
The process of original trade being cancelled and the clearing agency taking over as counterparty to all trades is called
Question 5 reset
What kind of accounts is used to receive shares from selling clients and to send shares to buying clients?
Question 6 reset
In case of sale of securities, what instruction should be given to the DP, upon receipt of intimation of execution of trade from broker with whom he maintains the demat account.
Question 7 reset
Corporate action adjustments are done on all __________ positions.
Question 8 reset
What is the action taken when there is a failure on part of the broker to deliver the securities?
Question 9 reset
Who is the backbone of the securities market?
Question 10 reset
Arbitration aims at ________ legal resolution for the disputes.

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