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Question 1 reset
If adequate balances do not exist in the account, then delivery instruction will wait for adequate balances till the end of the execution day.
Question 2 reset
If a broker gives ________ of his clients to Clearing Corporation /Clearing House, then payout securities are directly credited in the clients account by the Clearing Corporation /Clearing House.
Question 3 reset
Who is required to give the Inter-settlement Instructions to the Participants for securities lying within a same CM account but in different settlement a pocket?
Question 4 reset
If the lender needs concurrence of the borrower for appropriating securities to his account, the transaction is called
Question 5 reset
For pledging and hypothecation of securities, the pledgee and the pledgor can have their account with DPs under the different depository.
Question 6 reset
When do we call that a Pledge transaction is completed?
Question 7 reset
From who does the DP receives the pledge closure request?
Question 8 reset
Which of the following is a "Cash Corporate Actions"?
Question 9 reset
"Non-cash corporate actions" involves which of the following?
Question 10 reset
Record Date for a Corporate Action is announced by

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