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Question 1 reset
Which of the following is NOT directly a part of the Primary Market?
Question 2 reset
An active ________ promotes the growth of the primary market and capital formation.
Question 3 reset
. ________ has powers to register and regulate all market intermediaries in the securities market and also to penalise them.
Question 4 reset
DP has to be registered with
Question 5 reset
Can either of the account holders sign in case of a depository account as is the case with a bank account?
Question 6 reset
During the time when there was no demat of securities, for transfer of securities, ________ was evidence of change of ownership.
Question 7 reset
With the introduction of depository system in India theft, forgery, mutilation of certificates became more prominent.
Question 8 reset
As per PMLA, records of services need to be preserved for _______ years.
Question 9 reset
After Depository receives an application for registering as a DP, it evaluates and forwards the application to SEBI within ____ days
Question 10 reset
__________ aims at streamlining settlement process by transfer of ownership of securities electronically by book entry without making the securities move from person to person.

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