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Question 1 reset
A person who carries on or proposed to carry on the business of providing custodial services is called
Question 2 reset
The certificate of registration as custodian is valid for a period of ________ years as per the SEBI (Custodian of Securities) Regulations.
Question 3 reset
The custodian should segregate his custodial activities from his other activities.
Question 4 reset
As per the SEBI (Custodian of Securities) Regulations, every custodian shall maintain the records and documents for a minimum period of ________ years.
Question 5 reset
For SEBI to consider the application of registration as a credit rating agency of an entity promoted by a company, the promoter shall have a continuous networth of minimum ________ for the previous five year.
Question 6 reset
As per the SEBI (Credit Rating Agencies) Regulations, the certificate of registration as credit rating agency is valid for a period of _____ years.
Question 7 reset
What is the renewal fee to keep the registration in force as credit rating agency?
Question 8 reset
A credit rating agency encouraged its client-facing employees to assure a higher rating to the clients than the competitors. Is it a violation as per the SEBI code of conduct of credit rating agencies?
Question 9 reset
Debenture trustee shall communicate to the debenture holders on half-yearly basis regarding compliance, defaults, etc and the action taken by it.
Question 10 reset
The certificate of registration as Debenture Trustee is valid for a period of 3 years.

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