SEBI in the interest of the securities market may direct an intermediary to refund the money collected from the investors with or without interest.

SEBI in the interest of the securities market may direct an intermediary to refund the securities collected from the investors with or without interest.

If an applicant is not found to be a 'fit and proper person' can he get registration certificate under SEBI (Intermediaries) Regulations 2008?

All the employees, directors etc of the intermediary need to strictly adhere to the Code of Conduct as prescribed in the SEBI Regulations.

Can a common order be passed in respect of a number of notices where the subject matter in question is substantially the same or similar in nature?

All the ________ of the intermediary need to strictly adhere to the Code of Conduct as prescribed in the SEBI Regulations.

An applicant can get registration certificate, even if he is not found to be a 'fit and proper person'.

As per SEBI Insider Trading Regulations, what is the minimum period of holding for any investment made by the Directors/partners to be considered as being held for Investment purpose?

Does 'Price Sensitive Information' include disposal of whole/substantial part of the undertaking?

The restrictions on communication under insider trading do not include communications under ordinary course of law.