nismmocktest.in

Question 1 reset

The IEPF is funded by unpaid dividends remaining unclaimed for at least

7 years

6 years

5 years

4 years

Question 2 reset

SEBI’s guidelines apply to government securities.

True

False

Question 3 reset

IRDA regulates the activities of the insurance industry only.

True

False

Question 4 reset

The protection of investor interest is a secondary objective of SEBI.

True

False

Question 5 reset

Stock exchanges have been given complete powers to regulate and are not controlled by SEBI.

True

False

Question 6 reset

SEBI has the power to enforce penalties.

True

False

Question 7 reset

At least _______ trustees must be independent of the sponsor.

2/3rd

1/3rd

Question 8 reset

The functioning of the AMC is overseen by the Trustees.

False

True

Question 9 reset

An AMC must have a minimum networth of __________ at all times.

Rs. 50 Crores

Rs. 100 Crores

Rs. 150 Crores

Question 10 reset

The remuneration of the constituents of a mutual fund is in the form of fees.

True

False

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