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Question 1 reset
SEBI has powers to register and regulate all market intermediaries in the securities market and also to penalise them.
Question 2 reset
DP has to be registered with
Question 3 reset
As per PMLA, records of services need to be preserved for 5 years.
Question 4 reset
After Depository receives an application for registering as a DP, it evaluates and forwards the application to SEBI within 30 days
Question 5 reset
For registering as a DP, the application should be submitted to Depository, who will in turn forward it to ______ after evaluation.
Question 6 reset
The Rights and Obligation Document is a standard document approved by SEBI.
Question 7 reset
Only a guardian can open a depository account for a minor.
Question 8 reset
The client should receive the physical securities within 30 days of request for remat of securities.
Question 9 reset
Transfer due to a transaction done on a person to person basis is called Off Market.
Question 10 reset
Only those securities whose ISIN has been activated by the depository, can be dematerialised in the depository system.

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