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Question 1 reset
Under code of conduct specified within SEBI (Prohibition of Insider Trading) Regulations, 2015 pre-cleared trades shall be executed within how many trading days?
Question 2 reset
The investing authority has under the Regulation powers to undertake inspection of any book.
Question 3 reset
Disclosure made under SEBI (Prohibition of Insider Trading) Regulations, 2015 should be maintained by the company for a period of ____ years?
Question 4 reset
In cases of fraud, SEBI can suspend the registration of an intermediary?
Question 5 reset
Debenture holder has the right to
Question 6 reset
As per SCRR, the trading members of the stock exchanges are required to maintain the duplicates of contract notes issued to clients for how many years?
Question 7 reset
ETF can be based on
Question 8 reset
The application for registration by a sub-broker is required to be accompanied be a recommendation letter from ____?
Question 9 reset
Records maintained under Rule 3 of the PMLA Rules should be maintained for what time period?
Question 10 reset
Financial System intermediaries includes

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