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Question 1 reset
If a public issue is heavily over‐subscribed, the number of shares allotted to each investor will be
Question 2 reset
Which of the following is essential for the public issue of a debt security?
Question 3 reset
Which of the following is the primary function of the secondary markets?
Question 4 reset
The document that confirms a trade executed on the stock exchange is called
Question 5 reset
The risk of default on obligations arising out of trading is controlled by the exchange by
Question 6 reset
A trade that is squared‐off during the day
Question 7 reset
Market capitalization of a stock is impacted by
Question 8 reset
The net asset value of a mutual fund primarily reflects which one of the following?
Question 9 reset
An investor wanting to purchase the units of an ETF will transact with __________ and receive the units in demat account.
Question 10 reset
The KYC requirements for a mutual fund folio have to be completed by

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