1 2 3 4 5 6 7 8 9 10
Question 1 reset
Internal audit can not be conducted by any financial professional.
Question 2 reset
Internal audit should be conducted
Question 3 reset
General comment made in good faith cannot be considered as "Fraud".
Question 4 reset
Internal audit can be conducted by
Question 5 reset
Every banking company, financial institution or intermediary shall maintain a record of all cash transactions of the value of more than Rs. ____ or its equivalent in foreign currency.
Question 6 reset
Internal audit report should be submitted to the stock exchanges within ____ month of the end of the half year period.
Question 7 reset
Record of transactions to be maintained under the PMLA Act includes cash transactions of the value more than
Question 8 reset
Penalty may be payable by an intermediary under SEBI Act if it fails to maintain books of account or records.
Question 9 reset
Every person on appointment as a key managerial personnel has to disclose his holding of securities of the company as on the date of appointment within ____ days of such appointment.
Question 10 reset
Stock broker is not required to pre-intimate SEBI about shifting the location where it keeps its books of accounts.

Time Over

Please wait while we are submitting your test

Are you sure you want to finish test early?