NISM Internal Auditors for Stock Brokers Certification

NISM India conducts Internal Auditors for Stock Brokers Certification exam each year for Auditors, who are chartered accountants, company secretaries or cost and management accountants as mentioned in SEBI Circular no. MRD/DMS/Cir-29/2008 dated October 21, 2008, and/or its employees or partners signing the internal audit report.

NISM conducts Internal Auditors for Stock Brokers Certification exam at select test centers in India. NISM Internal Auditors for Stock Brokers Certification syllabus focuses on topics mainly involving regulatory framework under which the stock brokers perform their various activities.

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